Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janet? Claim Your ProfileJanet Lee Shatto is a financial advisor with UBS Financial Services Inc., a firm with over $50 billion in assets under management. Janet has been working in the financial industry since 1996 and is licensed to provide investment advice in several states. Janet has a wide range of experience and holds multiple industry licenses including Series 6, 7, 10, 24, 63, 65 and SIE. Janet's client base includes individuals, corporations, and institutions. In addition to offering traditional investment advisory services, Janet is also qualified to provide financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
12/21/2005 - Present
UBS Financial Services Inc. (Jacksonville FL)
MO
07/01/2003 - 12/19/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/15/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
09/16/1996 - 09/14/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 03/13/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2024
Series 24 - General Securities Principal Examination
BC
Issued 11/30/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/20/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/12/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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