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Janet Lee Hokaj

LPL Financial LLC

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About Janet Lee Hokaj

Janet Lee Hokaj is a financial advisor with LPL Financial LLC. Janet has been a financial advisor since 1988 and has a strong track record of working with individuals, families, and businesses to help them achieve their financial goals. Janet is passionate about helping her clients understand their options and make informed decisions about their money. Janet is committed to providing her clients with personalized service and building long-term relationships.

Firm Information

Janet Hokaj is currently registered with LPL Financial LLC. LPL Financial LLC is a Limited Liability Company formed in 2010 and headquartered in Fort Mill, South Carolina. It provides advisory services including financial planning, pension consulting, and portfolio management for individuals and businesses. The firm manages over $463 billion in assets for a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. LPL Financial is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
LPL Financial LLC

1055 LPL WAY

FORT MILL, SC 29715

$463.48B

Assets Under Management

168,915

Total Clients

21,775

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Janet Hokaj’s Registration & Firm History

TX

06/02/2014 - Present

LPL Financial LLC (DALLAS TX)

TX

08/06/2013 - 05/09/2014

BBVA SECURITIES INC. (DALLAS TX)

TX

02/20/2013 - 07/03/2013

J.P. MORGAN SECURITIES LLC (PLANO TX)

TX

08/10/2010 - 08/20/2012

RAYMOND JAMES & ASSOCIATES, INC. (DALLAS TX)

NY

03/02/1998 - 07/01/1998

DAIN RAUSCHER INCORPORATED (NEW YORK NY)

NA

01/02/1998 - 03/02/1998

DAIN RAUSCHER INCORPORATED

TX

01/14/1993 - 01/02/1998

RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)

NY

01/27/1992 - 11/06/1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

11/30/1989 - 03/13/1990

TRI-BRADLEY INVESTMENTS

NA

07/11/1989 - 12/02/1989

THE OXFORD GROUP, INC.

NA

02/17/1989 - 08/29/1989

TRI-BRADLEY INVESTMENTS

NA

05/27/1988 - 02/28/1989

POWER SECURITIES CORPORATION

NA

02/10/1988 - 04/26/1988

CENTRAL DISCOUNT STOCKBROKERS, INC.

NA

01/19/1988 - 02/01/1988

DUNHILL INVESTMENTS LTD.

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Licenses & Designations

BOTH

Issued 09/07/2010

Series 66 - Uniform Combined State Law Examination

IA

Issued 03/08/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/07/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/09/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Janet Lee Hokaj. Review regulatory record here.
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