Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janet? Claim Your ProfileJanet De vries is a financial advisor with over 39 years of experience in the financial services industry. She currently works with LPL Financial LLC, and has a strong history of providing financial advice and guidance to clients. Janet has held various positions at notable firms including Ameriprise Financial Services, Inc., Ameriprise Advisor Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., Paine Webber Incorporated, Dain Bosworth Incorporated, and Boettcher & Company, Inc. Janet is a dedicated financial professional with a focus on building long-term relationships with her clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
01/10/2013 - Present
LPL Financial LLC (PRESCOTT AZ)
CA
10/05/2009 - 01/22/2013
AMERIPRISE FINANCIAL SERVICES, INC. (IRVINE CA)
CA
08/15/2008 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (IRVINE CA)
CA
11/06/2006 - 08/19/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ONTARIO CA)
CA
03/11/1997 - 11/14/2006
UBS FINANCIAL SERVICES INC. (RIVERSIDE CA)
NJ
12/08/1988 - 06/28/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
09/10/1986 - 12/21/1987
DAIN BOSWORTH INCORPORATED
NA
02/24/1983 - 07/23/1986
BOETTCHER & COMPANY, INC.
BC
Issued 02/12/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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