Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janet? Claim Your ProfileJanet Lee is an active investment advisor representative with Raymond James & Associates, Inc., and has been in the industry since December 2, 1994. Janet has a strong track record of providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions. Janet has a broad range of experience with various investment strategies and asset classes. Janet is committed to helping clients achieve their financial goals and is passionate about providing personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
10/16/2018 - Present
Raymond James & Associates, Inc. (Seattle WA)
WA
11/12/2014 - 10/17/2018
WELLS FARGO CLEARING SERVICES, LLC (SEATTLE WA)
WA
01/25/2010 - 11/12/2014
U.S. BANCORP INVESTMENTS, INC. (WOODINVILLE WA)
WA
02/26/2009 - 09/24/2009
CHARLES SCHWAB & CO., INC. (BELLEVUE WA)
WA
06/07/2006 - 12/04/2008
CITIGROUP GLOBAL MARKETS INC. (SEATTLE WA)
WA
06/20/2000 - 06/15/2006
PIPER JAFFRAY & CO. (SEATTLE WA)
WA
06/22/1995 - 06/19/2000
MORTON CLARKE FU & METCALF INC. (SEATTLE WA)
WI
07/21/1992 - 10/05/1992
INVEST FINANCIAL CORPORATION (APPLETON WI)
WA
07/10/1991 - 06/02/1992
SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)
BOTH
Issued 05/13/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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