Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janet? Claim Your ProfileJanet Lam Chen is a financial advisor with Baron Capital, Inc. Janet has been in the industry since 2006. Janet holds the Series 66, SIE, and Series 7 licenses. Janet is currently registered with 53 states and the District of Columbia. Janet was previously with FRED ALGER & COMPANY, INCORPORATED, CITIGROUP GLOBAL MARKETS INC., and CITICORP INVESTMENT SERVICES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/29/2014 - Present
Baron Capital, Inc. (NEW YORK NY)
NY
05/14/2008 - 10/01/2014
FRED ALGER & COMPANY, INCORPORATED (NEW YORK NY)
NY
05/29/2007 - 05/22/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/13/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
BOTH
Issued 11/10/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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