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Janet L Peterson

Charles Schwab & CO., Inc.

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About Janet L Peterson

Janet Peterson is a financial professional with over 20 years of experience in the financial services industry. Janet is currently registered as a Registered Representative with Charles Schwab & Co., Inc., and an Investment Advisor Representative with Charles Schwab. Previously, Janet was a Registered Representative with Oppenheimer & Co Inc. Janet holds both Series 63 and 66 licenses and the SIE and Series 7.

Firm Information

Janet Peterson is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Janet Peterson’s Registration & Firm History

NJ

07/17/2018 - Present

Charles Schwab & CO., Inc. (Red Bank NJ)

NJ

01/23/2017 - 02/02/2018

OPPENHEIMER & CO. INC. (RED BANK NJ)

NY

07/15/2016 - 12/15/2016

E*TRADE SECURITIES LLC (NEW YORK NY)

NJ

01/19/2016 - 02/16/2016

OPPENHEIMER & CO. INC. (RED BANK NJ)

NJ

04/15/2015 - 09/18/2015

SCOTTRADE, INC. (PRINCETON NJ)

NJ

11/15/2002 - 04/17/2015

TD AMERITRADE, INC. (SHREWSBURY NJ)

NJ

06/30/2001 - 10/02/2002

DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)

NE

12/08/2000 - 06/30/2001

DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)

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Licenses & Designations

BOTH

Issued 05/17/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/15/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/18/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Janet L Peterson.
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