Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janet? Claim Your ProfileJanet Kim is a Financial Advisor with Santander US Capital Markets LLC. Janet has been in the industry since 1994 and has extensive experience working with clients in the New York area. Janet holds a Series 7, Series 9, Series 10, Series 24, Series 63 and Series 79TO licenses. She is also a Registered Representative in New York. Previously, Janet has worked for a variety of financial institutions including BNP Paribas Securities Corp., Salomon Smith Barney Inc., CitiCorp Securities, Inc., Bear, Stearns & Co. Inc., Deutsche Morgan Grenfell Inc., S.G. Warburg & Co. Inc., BT Securities Corporation and Wayne Hummer & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/08/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
09/22/2000 - 05/20/2022
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
12/18/1998 - 03/17/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
04/22/1998 - 12/18/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
NY
07/08/1997 - 03/18/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/10/1995 - 05/14/1997
DEUTSCHE MORGAN GRENFELL INC. (NEW YORK NY)
NY
05/25/1993 - 04/13/1995
S.G. WARBURG & CO. INC. (NEW YORK NY)
MD
05/15/1991 - 09/16/1992
BT SECURITIES CORPORATION (BALTIMORE MD)
NA
09/26/1988 - 10/21/1988
WAYNE HUMMER & CO.
BC
Issued 09/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/28/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/25/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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