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Janet Kay Stoecklein

Cetera Investment Services LLC

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About Janet Kay Stoecklein

Janet Kay Stoecklein is a financial professional with over 25 years of experience in the industry. Janet is currently registered with Cetera Investment Services LLC and has been with the firm since 2010. Prior to that, Janet worked with RAYMOND JAMES FINANCIAL SERVICES, INC. and PRIMEVEST FINANCIAL SERVICES, INC.. Janet is registered to conduct business in Arizona, Kansas, and Oklahoma.

Firm Information

Janet Stoecklein is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Janet Stoecklein’s Registration & Firm History

KS

10/05/2010 - Present

Cetera Investment Services LLC (HUTCHINSON KS)

KS

11/07/2007 - 05/05/2010

RAYMOND JAMES FINANCIAL SERVICES, INC. (SOUTH HUTCHINSON KS)

KS

09/06/1996 - 11/08/2007

PRIMEVEST FINANCIAL SERVICES, INC. (SOUTH HUTCHINSON KS)

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Licenses & Designations

BC

Issued 09/25/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Janet Kay Stoecklein.
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