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Janet Gonzalez

Seaport Global Securities LLC

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About Janet Gonzalez

Janet Gonzalez is a financial advisor with Seaport Global Securities LLC, Janet holds a Series 7 and Series 63 license and is registered in Connecticut and New York. Janet has over 20 years of experience in the financial services industry. Prior to joining Seaport Global Securities LLC, Janet was with LIQUIDITY FINANCE LP and UBS Securities LLC.

Firm Information

Janet Gonzalez is currently registered with Seaport Global Securities LLC. Seaport Global Securities LLC is a Limited Liability Company formed in 2001 and is approved in 52 states and the District of Columbia. They are registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

92

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Janet Gonzalez’s Registration & Firm History

CT

11/07/2022 - Present

Seaport Global Securities LLC (GREENWICH CT)

CT

09/16/2013 - 01/10/2023

LIQUIDITY FINANCE LP (GREENWICH CT)

CT

02/14/2001 - 03/08/2013

UBS SECURITIES LLC (STAMFORD CT)

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Licenses & Designations

BC

Issued 03/26/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Janet Gonzalez.
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