Unclaimed
Janet Franco Gordon has been in the financial services industry since May 1983. Janet is a registered representative with Raymond James & Associates, Inc. Prior to joining Raymond James, Janet worked at Morgan Stanley and Citigroup Global Markets Inc. Janet holds FINRA Series 3, 5, 7, and 63 licenses as well as the SIE. Janet is licensed in the following states: California, Colorado, Connecticut, Florida, Illinois, Indiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, South Dakota, Texas, Utah, Vermont, Virginia, Washington and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/14/2023 - Present
Raymond James & Associates, Inc. (CORAL GABLES FL)
FL
06/01/2009 - 10/18/2023
MORGAN STANLEY (Coral Gables FL)
FL
05/22/1989 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CORAL GABLES FL)
NA
05/25/1983 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 04/05/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/1983
Series 5 - Interest Rate Options Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
BC
Issued 03/15/1983
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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