Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janet? Claim Your ProfileJanet Fox is a financial advisor with LPL Financial LLC in Raleigh, NC. Janet has been in the financial services industry since 1985 and has been registered with LPL Financial LLC since December 2015. Janet holds licenses for both Broker/Dealer and Investment Advisor. Janet also holds the Series 6, 7, 24, 63 and 65 licenses. Janet has previously worked with Capital Investment Group, Inc., Marion Bass Securities Corporation, Premier Capital, Inc., PW Securities, Inc., American Express Financial Advisors Inc., and IDS Financial Services Inc. Janet is a licensed investment advisor in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
12/22/2015 - Present
LPL Financial LLC (RALEIGH NC)
NC
10/09/1991 - 12/21/2007
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
NC
10/03/1990 - 10/11/1991
MARION BASS SECURITIES CORPORATION (CHARLOTTE NC)
NA
11/18/1988 - 10/11/1990
PREMIER CAPITAL, INC.
NA
06/30/1988 - 11/22/1988
PW SECURITIES, INC.
NA
06/25/1985 - 05/27/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
MN
06/25/1985 - 12/24/1986
IDS FINANCIAL SERVICES INC. (MINNEAPOLIS MN)
IA
Issued 12/21/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 06/21/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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