Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janet? Claim Your ProfileJanet Ellen Dember has been in the financial industry since 1985. Janet is currently registered with LPL Financial LLC and has offices in Torrington, CT, and Charleston, SC. Janet provides financial planning, investment management, and consulting services. She is registered to offer securities and investment advisory services in 25 states, including California, Connecticut, Florida, Louisiana, Michigan, New Mexico, North Carolina, Pennsylvania, Rhode Island, and South Carolina. Janet holds the Series 6, 7, 22, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
07/21/2021 - Present
LPL Financial LLC (TORRINGTON CT)
CT
03/12/1985 - 07/21/2021
WADDELL & REED (HAMDEN CT)
BC
Issued 10/29/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/16/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/16/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/11/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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