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Janet Ballantyne

Fidelity Brokerage Services LLC

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About Janet Ballantyne

Janet Ballantyne is a financial professional with over 30 years of experience in the industry. Janet is currently registered with Fidelity Brokerage Services LLC. Prior to joining Fidelity Brokerage Services LLC, Janet was a financial advisor with CETERA ADVISOR NETWORKS LLC, CETERA ADVISORS LLC, CETERA FINANCIAL SPECIALISTS LLC, CETERA INVESTMENT SERVICES LLC, FIRST ALLIED SECURITIES, INC., SUMMIT BROKERAGE SERVICES, INC., GIRARD SECURITIES, INC., FINANCIAL NETWORK INVESTMENT CORPORATION, USALLIANZ INVESTOR SERVICES, LLC, EQUITABLE DISTRIBUTORS, INC., WM FINANCIAL SERVICES, INC., ASB FINANCIAL SERVICES and EAGLE FINANCIAL GROUP, INC. Janet holds the Series 7, Series 24, Series 63 and SIE licenses.

Firm Information

Janet Ballantyne is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Janet Ballantyne’s Registration & Firm History

TX

07/12/2022 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

CA

08/16/2017 - 06/09/2022

CETERA ADVISOR NETWORKS LLC (LONG BEACH CA)

CA

08/16/2017 - 07/24/2018

CETERA ADVISORS LLC (EL SEGUNDO CA)

CA

08/16/2017 - 07/24/2018

CETERA FINANCIAL SPECIALISTS LLC (EL SEGUNDO CA)

CA

08/16/2017 - 07/24/2018

CETERA INVESTMENT SERVICES LLC (EL SEGUNDO CA)

CA

08/16/2017 - 07/24/2018

FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)

CA

08/16/2017 - 07/24/2018

SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)

CA

08/16/2017 - 11/02/2017

GIRARD SECURITIES, INC. (EL SEGUNDO CA)

CA

12/21/2007 - 03/02/2017

CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)

CA

10/29/2004 - 12/21/2007

ING FINANCIAL PARTNERS, INC. (EL SEGUNDO CA)

CA

10/29/2004 - 12/21/2007

MULTI-FINANCIAL SECURITIES CORPORATION (EL SEGUNDO CA)

MN

10/29/2004 - 12/21/2007

PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)

CA

12/11/2001 - 12/21/2007

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

MN

12/21/2000 - 09/20/2001

USALLIANZ INVESTOR SERVICES, LLC (MINNEAPOLIS MN)

NC

04/06/1998 - 11/10/2000

EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)

CA

07/14/1997 - 01/16/1998

WM FINANCIAL SERVICES, INC. (IRVINE CA)

CA

03/22/1995 - 07/14/1997

ASB FINANCIAL SERVICES (IRVINE CA)

NY

08/29/1991 - 12/09/1991

EAGLE FINANCIAL GROUP, INC. (NEW YORK NY)

NA

08/31/1990 - 10/17/1990

F.L. BRYANT & CO., INC.

MA

04/25/1990 - 06/14/1990

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NA

08/26/1988 - 04/25/1990

UR FINANCIAL, INC.

NA

06/11/1987 - 08/20/1988

MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED

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Licenses & Designations

BC

Issued 11/07/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/14/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Janet Ballantyne.
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