Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janet? Claim Your ProfileAdvisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
07/12/2022 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
CA
08/16/2017 - 06/09/2022
CETERA ADVISOR NETWORKS LLC (LONG BEACH CA)
CA
08/16/2017 - 07/24/2018
CETERA ADVISORS LLC (EL SEGUNDO CA)
CA
08/16/2017 - 07/24/2018
CETERA FINANCIAL SPECIALISTS LLC (EL SEGUNDO CA)
CA
08/16/2017 - 07/24/2018
CETERA INVESTMENT SERVICES LLC (EL SEGUNDO CA)
CA
08/16/2017 - 07/24/2018
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
08/16/2017 - 07/24/2018
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
CA
08/16/2017 - 11/02/2017
GIRARD SECURITIES, INC. (EL SEGUNDO CA)
CA
12/21/2007 - 03/02/2017
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
10/29/2004 - 12/21/2007
ING FINANCIAL PARTNERS, INC. (EL SEGUNDO CA)
CA
10/29/2004 - 12/21/2007
MULTI-FINANCIAL SECURITIES CORPORATION (EL SEGUNDO CA)
MN
10/29/2004 - 12/21/2007
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
CA
12/11/2001 - 12/21/2007
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MN
12/21/2000 - 09/20/2001
USALLIANZ INVESTOR SERVICES, LLC (MINNEAPOLIS MN)
NC
04/06/1998 - 11/10/2000
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
CA
07/14/1997 - 01/16/1998
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
03/22/1995 - 07/14/1997
ASB FINANCIAL SERVICES (IRVINE CA)
NY
08/29/1991 - 12/09/1991
EAGLE FINANCIAL GROUP, INC. (NEW YORK NY)
NA
08/31/1990 - 10/17/1990
F.L. BRYANT & CO., INC.
MA
04/25/1990 - 06/14/1990
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NA
08/26/1988 - 04/25/1990
UR FINANCIAL, INC.
NA
06/11/1987 - 08/20/1988
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
BC
Issued 11/7/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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