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Janelle Vasanti Goberdhan

Smbc Nikko Securities America, Inc.

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About Janelle Vasanti Goberdhan

Janelle Vasanti Goberdhan is a registered representative with Smbc Nikko Securities America, Inc. She is licensed to conduct securities business in the state of New York. Janelle has been in the securities industry since May 30, 2020. Prior to joining Smbc Nikko Securities America, Inc., she was employed by SG Americas Securities, LLC and Citigroup Global Markets Inc. Janelle holds the Series 7 and SIE licenses.

Firm Information

Janelle Goberdhan is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Janelle Goberdhan’s Registration & Firm History

NY

04/02/2024 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

03/22/2019 - 08/10/2022

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

10/08/2018 - 03/20/2019

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/09/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Janelle Vasanti Goberdhan.
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