Unclaimed
Janel Nicole Kozloski is a financial advisor with Icapital Markets LLC, a firm based in Greenwich, CT. Janel has been in the financial industry since 2019. She is registered with FINRA and the states of Connecticut and New York. Janel holds the Series 63, Series 7TO, and SIE licenses. Her previous experience includes roles with ICAPITAL SECURITIES, LLC and SANFORD C. BERNSTEIN & CO., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
11/30/2023 - Present
Icapital Markets LLC (Greenwich CT)
CT
01/06/2023 - 11/30/2023
ICAPITAL SECURITIES, LLC (Greenwich CT)
NY
05/24/2019 - 11/15/2022
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BC
Issued 06/26/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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