Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jane? Claim Your ProfileJane Williamson Smith is a financial advisor with over 30 years of experience in the industry. Jane is currently registered with Wells Fargo Clearing Services, LLC and holds a Series 63, Series 65, Series 7, and SIE. She is licensed in 31 states and is a Registered Representative and Investment Advisor Representative in North Carolina and Texas. Jane previously worked at First Union Capital Markets Corp, Wheat, First Securities, Inc, BB&T Investment Services, Inc, First Union Brokerage Services, Inc, NCNB Securities, Inc, First Tryon Securities, Inc and Republicbank Securities Company, Inc. In addition to her work as a financial advisor, Jane also has an interest in mineral rights and royalties. Jane provides financial planning, portfolio management and investment consulting services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
04/10/2018 - Present
Wells Fargo Clearing Services, LLC (FAYETTEVILLE NC)
NC
04/28/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NA
04/06/1998 - 04/28/1998
WHEAT, FIRST SECURITIES, INC.
NC
08/21/1997 - 04/17/1998
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
11/13/1989 - 08/22/1997
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MA
02/07/1989 - 11/27/1989
NCNB SECURITIES, INC. (BOSTON MA)
NA
05/11/1987 - 02/14/1989
FIRST TRYON SECURITIES, INC.
NA
05/02/1986 - 04/27/1987
REPUBLICBANK SECURITIES COMPANY, INC.
IA
Issued 05/28/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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