Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jane? Claim Your ProfileJane Wasserstrom is a registered representative and investment advisor representative with Oppenheimer & Co. Inc. Jane has been in the financial services industry since 1979. Prior to joining Oppenheimer, Jane worked at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jane holds the Series 66, Series 65, Series 63, Series 7, Series 1, and SIE licenses. Jane's practice focuses on portfolio management for individuals, businesses, and pooled investment vehicles. Jane also provides financial planning services and selects other advisors for her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
10/16/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
03/31/2006 - 03/28/2018
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
03/08/2006 - 04/06/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
06/07/2002 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
NY
10/30/1981 - 06/07/2002
LEBENTHAL & CO., INC. (NEW YORK NY)
NA
08/01/1979 - 08/04/1981
FIRST INVESTORS CORPORATION
BOTH
Issued 10/15/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/20/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
BC
Issued 07/26/1979
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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