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Jane Qian Wang

Cetera Investment Services LLC

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About Jane Qian Wang

Jane Qian Wang has been in the financial services industry since July 24, 2003. Jane is currently registered with Cetera Investment Services LLC and is located in Rowland Heights, CA. Jane has previously been registered with Citigroup Global Markets Inc. and Citicorp Investment Services. Jane holds Series 6, Series 63, and SIE licenses and is registered in California.

Firm Information

Jane Wang is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jane Wang’s Registration & Firm History

CA

08/29/2012 - Present

Cetera Investment Services LLC (Rowland Heights CA)

CA

05/29/2007 - 12/08/2010

CITIGROUP GLOBAL MARKETS INC. (ROWLAND HEIGHTS CA)

CA

11/02/2001 - 05/29/2007

CITICORP INVESTMENT SERVICES (ROWLAND HEIGHTS CA)

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Licenses & Designations

BC

Issued 12/13/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jane Qian Wang.
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