Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jane? Claim Your ProfileJane Marie Lupean is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Jane has been in the financial services industry since 1992, and has held various positions with other firms, including PNC Investments and ValMark Securities, Inc. She is registered to provide investment advisory services in Ohio, Pennsylvania and Texas. Jane specializes in providing investment advice and portfolio management for individuals, businesses and pension plans. She is also a registered principal and has passed several securities exams, including the Series 7, Series 24, Series 4, Series 9, Series 10, Series 52TO, Series 53 and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
11/01/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PEPPER PIKE OH)
OH
08/16/2017 - 10/23/2018
VALMARK SECURITIES, INC. (AKRON OH)
OH
10/20/2016 - 08/09/2017
PNC INVESTMENTS (CLEVELAND OH)
NC
10/23/2009 - 11/07/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
03/11/1996 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NA
06/07/1993 - 03/11/1996
NATIONSSECURITIES
MA
08/12/1992 - 06/07/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
NC
06/16/1992 - 08/11/1992
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
IA
Issued 11/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/24/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/01/1995
Series 4 - Registered Options Principal Examination
BC
Issued 07/22/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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