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Jane Lucille Connor

Barclays Capital Inc.

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About Jane Lucille Connor

Jane Lucille Connor is a financial professional with over 30 years of experience in the industry. Jane is currently registered with Barclays Capital Inc. where Jane has been employed since April 2000. Prior to this, Jane was employed by G.X. Clarke & Co., EQ Financial Consultants, Inc., The Equitable Life Assurance Society of the United States, Dresdner Kleinwort Benson North America LLC, Dresdner Securities (USA) Inc., Barclays de Zoete Wedd Securities Inc., Nomura Securities International, Inc., and Drexel Burnham Lambert Incorporated.

Firm Information

Jane Connor is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jane Connor’s Registration & Firm History

NY

04/11/2000 - Present

Barclays Capital Inc. (NEW YORK NY)

NJ

08/02/1999 - 03/30/2000

G.X. CLARKE & CO. (JERSEY CITY NJ)

NY

05/06/1999 - 06/08/1999

EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)

NY

05/06/1999 - 06/08/1999

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

NY

12/17/1996 - 12/02/1998

DRESDNER KLEINWORT BENSON NORTH AMERICA LLC (NEW YORK NY)

NY

07/06/1995 - 12/17/1996

DRESDNER SECURITIES (USA) INC. (NEW YORK NY)

NY

06/06/1990 - 06/22/1995

BARCLAYS DE ZOETE WEDD SECURITIES INC. (NEW YORK NY)

NY

03/02/1990 - 05/21/1990

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NA

07/18/1989 - 03/05/1990

DREXEL BURNHAM LAMBERT INCORPORATED

NA

02/21/1989 - 03/05/1990

DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.

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Licenses & Designations

BC

Issued 08/22/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/14/1993

Series 3 - National Commodity Futures Examination

BC

Issued 07/15/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jane Lucille Connor.
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