Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jane? Claim Your ProfileJane Louie is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. She is a seasoned professional with over 30 years of experience in the financial industry. Jane has held previous roles at several firms, including Dresdner Securities (USA) Inc. and Commonwealth Associates. Her expertise spans multiple areas, as evidenced by her passing of several industry exams including the Series 7, Series 16, Series 24, and the Series 86 & 87 Research Analyst Exams. Jane is a strong advocate for her clients and committed to providing personalized financial solutions tailored to their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/12/1995 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
03/03/1995 - 11/21/1995
DRESDNER SECURITIES (USA) INC. (NEW YORK NY)
NY
12/13/1989 - 12/21/1994
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NA
10/24/1988 - 12/14/1989
JAMES CAPEL INCORPORATED
NA
06/23/1988 - 09/24/1988
KEANE SECURITIES CO., INC.
NA
04/01/1987 - 06/01/1988
MCLEOD YOUNG WEIR INCORPORATED
NA
11/26/1984 - 04/20/1987
GOLDSMITH & HARRIS
NA
06/23/1981 - 09/09/1983
NEUBERGER & BERMAN
BC
Issued 11/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/21/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/27/1995
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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