Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jane? Claim Your ProfileJane Lawless is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Jane has been in the industry since 1993 and has experience with a variety of clients including individuals, corporations, and institutions. Jane has a wide range of experience and expertise, including securities, investments, and financial planning. Jane is committed to providing her clients with the highest quality of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/03/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (THE VILLAGES FL)
FL
10/20/2011 - 04/10/2012
MORGAN STANLEY SMITH BARNEY (THE VILLAGES FL)
MN
06/06/2000 - 10/05/2011
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
MN
10/14/2002 - 12/06/2010
GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)
MN
10/14/2002 - 11/17/2009
BANCNORTH INVESTMENT GROUP, INC. (ST. CLOUD MN)
MN
10/14/2002 - 10/29/2004
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
NE
10/14/2002 - 11/14/2003
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
MO
07/06/1999 - 05/31/2000
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
WI
04/21/1997 - 07/07/1999
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
MN
04/26/1993 - 04/21/1997
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
IA
Issued 03/17/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/20/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/15/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/23/1995
Series 4 - Registered Options Principal Examination
BC
Issued 06/23/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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