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Jane L Louie-sermeno

Cambridge Investment Research, Inc.

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About Jane L Louie-sermeno

Jane Louie-sermeno is a financial advisor with Cambridge Investment Research, Inc. Jane has over 18 years of experience in the financial services industry. Jane is licensed to sell securities in the following states: California, Georgia, Hawaii and New Mexico. Jane holds the Series 6 and Series 63 licenses and the SIE exam. Jane is a registered representative of Cambridge Investment Research, Inc. Jane's previous employer was MML Investors Services, LLC.

Firm Information

Jane Louie-sermeno is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jane Louie-sermeno’s Registration & Firm History

CA

02/16/2017 - Present

Cambridge Investment Research, Inc. (SAN RAMON CA)

CA

06/21/2004 - 02/08/2017

MML INVESTORS SERVICES, LLC (WALNUT CREEK CA)

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Licenses & Designations

BC

Issued 08/19/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Jane L Louie-sermeno. Review regulatory record here.
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