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Jane J Dabney

Jefferies LLC

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About Jane J Dabney

Jane Dabney is an investment banking professional with over 20 years of experience in the financial services industry. Jane currently holds the Series 7, Series 63, Series 79TO, and SIE licenses. Currently, Jane is a Registered Representative at Jefferies LLC, where she has been since 2017. Prior to joining Jefferies LLC, Jane was a Registered Representative at UBS Securities LLC from 2011 to 2016, and before that she was employed at Morgan Stanley & Co. LLC from 2006 to 2011. Jane started her career at Citigroup Global Markets Inc. in 2003. Jane is currently registered with the state of Texas.

Firm Information

Jane Dabney is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jane Dabney’s Registration & Firm History

TX

01/24/2017 - Present

Jefferies LLC (HOUSTON TX)

TX

09/01/2011 - 10/28/2016

UBS SECURITIES LLC (HOUSTON TX)

TX

07/27/2006 - 07/26/2011

MORGAN STANLEY & CO. LLC (HOUSTON TX)

NY

01/23/2003 - 07/24/2006

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/28/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jane J Dabney.
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