linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Jane Elizabeth O'Sullivan

Jefferies LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jane? Claim Your Profile

About Jane Elizabeth O'Sullivan

Jane O'Sullivan is a financial professional with over 10 years of experience in the financial services industry. Jane is currently registered with Jefferies LLC and has previously held positions with Haitong International Securities (USA) Inc., Haitong Securities USA LLC, E.S. Financial Services, Inc. and Credit Suisse Securities (USA) LLC. Jane holds the Series 7TO, SIE, and Series 16 licenses.

Firm Information

Jane O'Sullivan is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jane O'Sullivan’s Registration & Firm History

NY

02/11/2022 - Present

Jefferies LLC (NEW YORK NY)

NY

06/18/2020 - 01/03/2022

HAITONG INTERNATIONAL SECURITIES (USA) INC. (NEW YORK NY)

NY

09/28/2016 - 06/19/2018

HAITONG SECURITIES USA LLC (NEW YORK NY)

FL

08/10/2011 - 09/05/2014

E.S. FINANCIAL SERVICES, INC. (MIAMI FL)

FL

08/04/2010 - 06/15/2011

E.S. FINANCIAL SERVICES, INC. (MIAMI FL)

NY

12/14/2009 - 04/16/2010

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

Not sure if Jane Elizabeth O'Sullivan is right for you?

Licenses & Designations

BC

Issued 03/28/2023

Series 7TO - General Securities Representative Examination

BC

Issued 08/02/2021

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/2009

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jane Elizabeth O'Sullivan.
Not sure if Jane Elizabeth O'Sullivan is right for you?