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Jane E Kwoun

W & S Brokerage Services, Inc.

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About Jane E Kwoun

Jane E. Kwoun is a registered representative with W&S Brokerage Services, Inc. located in Cerritos, California. Jane has over 20 years of experience in the financial services industry. Jane has held previous positions with PRUCO SECURITIES, LLC., LINCOLN INVESTMENT, WOODBURY FINANCIAL SERVICES, INC., and AXA ADVISORS, LLC. Jane is licensed to provide investment advice and services in multiple states. Jane specializes in providing portfolio management services to individuals.

Firm Information

Jane Kwoun is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jane Kwoun’s Registration & Firm History

CA

10/23/2019 - Present

W&S Brokerage Services, Inc. (Cerritos CA)

CA

02/18/2016 - 07/16/2018

PRUCO SECURITIES, LLC. (Orange CA)

CA

08/01/2013 - 09/29/2014

LINCOLN INVESTMENT (WOODLAND HILLS CA)

CA

09/14/2009 - 07/28/2011

WOODBURY FINANCIAL SERVICES, INC. (ORANGE CA)

NJ

02/04/2003 - 09/14/2009

PRUCO SECURITIES, LLC. (MARLTON NJ)

NY

09/20/2001 - 01/28/2003

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 12/12/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/21/2007

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 12/18/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jane E Kwoun. Review regulatory record here.
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