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Jane E Carpentier

Prudential Annuities Distributors, Inc.

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About Jane E Carpentier

Jane Carpentier is a financial advisor with Prudential Annuities Distributors, Inc. based in Fort Washington, PA. Jane has been in the financial industry since 1999. Jane holds Series 6, 7, 24, 63 and SIE licenses and is registered with the Financial Industry Regulatory Authority (FINRA). Jane's firm has offices in multiple states including Arizona, Florida, Hawaii, Montana, Nevada, North Carolina, North Dakota, Ohio, Oregon, Rhode Island, South Carolina, South Dakota, Vermont, Washington, and the District of Columbia.

Firm Information

Jane Carpentier is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jane Carpentier’s Registration & Firm History

PA

08/10/2020 - Present

Prudential Annuities Distributors, Inc. (Fort Washington PA)

MN

12/02/2010 - 06/07/2018

AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)

MN

04/07/1997 - 06/07/2018

AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)

MN

04/07/1997 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 10/02/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/12/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/07/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/20/2000

Series 7 - General Securities Representative Examination

BC

Issued 04/03/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jane E Carpentier.
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