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Jane Diane Greenberg

SG Americas Securities, LLC

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About Jane Diane Greenberg

Jane Diane Greenberg is a registered representative with SG Americas Securities, LLC. Jane has been in the securities industry for over 10 years and holds a Series 7, Series 24, and Series 63 license. Jane is also registered to sell securities in Connecticut, New Jersey, and New York. Jane previously worked at The Griswold Company, Incorporated and JNK Securities Corp.

Firm Information

Jane Greenberg is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jane Greenberg’s Registration & Firm History

NY

07/31/2018 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

09/14/2005 - 05/22/2006

THE GRISWOLD COMPANY, INCORPORATED (NEW YORK NY)

NY

12/27/2004 - 03/11/2005

JNK SECURITIES CORP. (NEW YORK NY)

NY

06/01/2004 - 07/26/2004

JNK SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/21/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/07/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/31/2018

Series 7 - General Securities Representative Examination

BC

Issued 04/19/2006

Series 25 - NYSE Trading Assistant Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jane Diane Greenberg.
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