Unclaimed
Jane Ann Brockway is a financial advisor registered with Cetera Investment Advisers LLC. Jane has been in the financial services industry since 1999 and has worked for several firms, including Pruco Securities Corporation, American General Financial Advisors, Inc. and CUNA Brokerage Services, Inc. Jane is currently registered with the state of Illinois and holds Series 6, 7, 63, and 66 licenses.
Champaign, IL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
06/29/2023 - Present
Cetera Investment Advisers LLC (Champaign IL)
IL
10/07/2003 - 02/04/2021
CUNA BROKERAGE SERVICES, INC. (CHAMPAIGN IL)
NJ
10/23/2001 - 09/30/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
TX
12/17/1999 - 07/09/2001
AMERICAN GENERAL FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
12/17/1999 - 07/09/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
BOTH
Issued 2/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/5/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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