Unclaimed
Jane Ann Brockway is a financial advisor with over 20 years of experience in the financial services industry. Jane is currently registered with Cetera Investment Advisers LLC, which has a main office in Schaumburg, Illinois. Previously, Jane was registered with CUNA BROKERAGE SERVICES, INC., PRUCO SECURITIES CORPORATION, AMERICAN GENERAL FINANCIAL ADVISORS, INC., and THE VARIABLE ANNUITY MARKETING COMPANY. Jane is registered in Illinois, Oregon, Pennsylvania and Wisconsin. Jane has a variety of certifications, including the Series 6, Series 7, Series 63, and Series 66 exams. Jane specializes in financial planning, pension consulting, educational seminars, and selection of other advisors. Jane's firm, Cetera Investment Advisers LLC, is a registered investment advisor with the SEC and manages over $100 billion in assets. Jane Ann Brockway is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
06/29/2023 - Present
Cetera Investment Advisers LLC (Champaign IL)
IL
10/07/2003 - 02/04/2021
CUNA BROKERAGE SERVICES, INC. (CHAMPAIGN IL)
NJ
10/23/2001 - 09/30/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
TX
12/17/1999 - 07/09/2001
AMERICAN GENERAL FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
12/17/1999 - 07/09/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
BOTH
Issued 02/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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