Unclaimed
Janaina Ribeiro is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Janaina has been in the securities industry since 2007. Janaina is registered with the Financial Industry Regulatory Authority (FINRA), as well as several states. Janaina's previous employment includes Wells Fargo Advisors, LLC, TradeStation Securities, Inc., Barclays Capital Inc., and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/05/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WESTON FL)
FL
12/06/2012 - 01/02/2014
WELLS FARGO ADVISORS, LLC (MIAMI FL)
FL
09/17/2010 - 12/09/2010
TRADESTATION SECURITIES, INC. (PLANTATION FL)
FL
09/22/2008 - 09/15/2009
BARCLAYS CAPITAL INC. (MIAMI FL)
FL
10/10/2007 - 09/22/2008
LEHMAN BROTHERS INC. (MIAMI FL)
BOTH
Issued 05/29/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2010
Series 3 - National Commodity Futures Examination
BC
Issued 10/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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