Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Janae? Claim Your ProfileJanae Winner is an investment advisor representative with UBS Financial Services Inc. based in Boulder, Colorado. Janae has over 10 years of experience in the financial industry, specializing in investment management, financial planning and pension consulting. Prior to joining UBS Financial Services Inc., Janae worked at various firms such as Credit Suisse Securities (USA) LLC, Morgan Stanley DW Inc., Cohen & Company Capital Markets, LLC, and C & CO/PRINCERIDGE GROUP LLC. Janae is dedicated to providing personalized financial guidance and investment solutions to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
05/05/2021 - Present
UBS Financial Services Inc. (BOULDER CO)
IL
02/06/2012 - 01/02/2013
C & CO/PRINCERIDGE GROUP LLC (CHICAGO IL)
IL
07/28/2011 - 02/06/2012
COHEN & COMPANY CAPITAL MARKETS, LLC (CHICAGO IL)
IL
03/19/2010 - 07/19/2011
THE PRINCERIDGE GROUP LLC (CHICAGO IL)
IL
07/17/2006 - 03/31/2010
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
NY
09/13/2005 - 09/19/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 08/20/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/04/2006
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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