Unclaimed
Janae Neuenschwander is a financial professional registered with Houlihan Lokey Capital, Inc. in New York, NY. Janae is active in the securities industry since May 2022 and has passed the SIE, Series 79TO, and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/16/2022 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
BC
Issued 05/24/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2022
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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