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Janae Lynne Morales

Lazard Asset Management Securities LLC

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About Janae Lynne Morales

Janae Lynne Morales is a registered representative with Lazard Asset Management Securities LLC. Janae has been in the industry since October 1999 and holds a Series 6, 7, 31 and 63 licenses. She is registered in 52 states and the District of Columbia. Her previous employers include VOYA INVESTMENTS DISTRIBUTOR, LLC and AMERICAN CENTURY INVESTMENT SERVICES INC.

Firm Information

Janae Morales is currently registered with Lazard Asset Management Securities LLC. Lazard Asset Management Securities LLC is a Limited Liability Company formed in May 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

131

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Janae Morales’s Registration & Firm History

NY

06/18/2021 - Present

Lazard Asset Management Securities LLC (NEW YORK NY)

CT

10/01/2018 - 06/11/2021

VOYA INVESTMENTS DISTRIBUTOR, LLC (WINDSOR CT)

MO

10/14/1999 - 10/02/2018

AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)

KS

01/05/2007 - 12/31/2012

AMERICAN CENTURY BROKERAGE, INC. (LEAWOOD KS)

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Licenses & Designations

IA

Issued 04/19/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/17/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/04/2021

Series 31 - Futures Managed Funds Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/25/2006

Series 7 - General Securities Representative Examination

BC

Issued 10/13/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Janae Lynne Morales.
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