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Jana Mary Thompson

Purshe Kaplan Sterling Investments

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About Jana Mary Thompson

Jana Mary Thompson is a financial professional with over 13 years of experience in the financial services industry. Jana is currently registered with Purshe Kaplan Sterling Investments in Mechanicsburg, PA. Jana holds Series 7 and 66 licenses and is a registered representative in Pennsylvania. Jana previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated in both Pennsylvania and Minnesota.

Firm Information

Jana Thompson is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jana Thompson’s Registration & Firm History

PA

05/30/2019 - Present

Purshe Kaplan Sterling Investments (Mechanicsburg PA)

PA

10/05/2015 - 08/02/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CAMP HILL PA)

MN

05/28/2003 - 04/07/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 02/16/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/02/2017

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jana Mary Thompson.
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