Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jana? Claim Your ProfileJana Marie Swenson is a financial advisor with Stifel, Nicolaus & Company, Inc. in MURRIETA, CA. Jana has been in the securities industry since February 21, 1980. Jana has a total of 30 state registrations, including a California Investment Advisor registration. Jana also holds Series 7, Series 31, and Series 66 licenses. Previous employers include Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., Paine Webber Incorporated, and Smith Barney, Harris Upham & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/13/2009 - Present
Stifel, Nicolaus & Company, Inc. (MURRIETA CA)
CA
01/01/2008 - 11/20/2008
WACHOVIA SECURITIES, LLC (TEMECULA CA)
CA
09/18/1991 - 01/03/2008
A. G. EDWARDS & SONS, INC. (TEMECULA CA)
NJ
02/12/1981 - 09/20/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
02/22/1980 - 11/29/1983
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
04/15/1980 - 02/23/1981
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
BOTH
Issued 03/20/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 02/16/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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