Invested Better
Unclaimed

Unclaimed

Unclaimed

Jana Kepicova

DAI Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jana? Claim Your Profile

About Jana Kepicova

Jana Kepicova is a registered representative with Dai Securities, LLC, located in Iselin, NJ. She has been in the securities industry since January 10, 2016. Prior to joining Dai Securities, LLC, Jana Kepicova worked for APW CAPITAL, INC. and Ameriprise Financial Services, Inc. Jana Kepicova holds Series 63, Series 7 and SIE licenses.

Firm Information

Jana Kepicova is currently registered with DAI Securities, LLC. DAI Securities, LLC is a Limited Liability Company formed on May 31, 2019, and is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jana Kepicova’s Registration & Firm History

NJ

05/02/2023 - Present

DAI Securities, LLC (ISELIN NJ)

NJ

04/18/2018 - 05/01/2023

APW CAPITAL, INC. (ISELIN NJ)

NY

10/07/2014 - 01/12/2017

AMERIPRISE FINANCIAL SERVICES, INC. (NEW YORK NY)

Not sure if Jana Kepicova is right for you?

Licenses & Designations

BC

Issued 02/29/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jana Kepicova.
Not sure if Jana Kepicova is right for you?