Unclaimed
Jana Kepicova is a registered representative with Dai Securities, LLC, located in Iselin, NJ. She has been in the securities industry since January 10, 2016. Prior to joining Dai Securities, LLC, Jana Kepicova worked for APW CAPITAL, INC. and Ameriprise Financial Services, Inc. Jana Kepicova holds Series 63, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/02/2023 - Present
DAI Securities, LLC (ISELIN NJ)
NJ
04/18/2018 - 05/01/2023
APW CAPITAL, INC. (ISELIN NJ)
NY
10/07/2014 - 01/12/2017
AMERIPRISE FINANCIAL SERVICES, INC. (NEW YORK NY)
BC
Issued 02/29/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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