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Jan Matthew Wisniewski

TD Securities (usa) LLC

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About Jan Matthew Wisniewski

Jan Wisniewski is a financial advisor who is currently employed at TD Securities (usa) LLC. Jan has been in the industry since March 11, 2014. Jan is registered with the state of New York and has a Series 63, Series 79 and SIE license.

Firm Information

Jan Wisniewski is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jan Wisniewski’s Registration & Firm History

NY

01/09/2019 - Present

TD Securities (usa) LLC (NEW YORK NY)

IL

01/01/2015 - 12/27/2018

MARATHON CAPITAL MARKETS, LLC (Chicago IL)

IL

08/19/2010 - 06/22/2011

CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 11/28/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jan Matthew Wisniewski.
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