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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jan? Claim Your ProfileJan Elizabeth Allen is a financial advisor with Morgan Stanley. Jan has been in the industry since 2005 and has worked with a variety of clients, including high-net-worth individuals, insurance companies, and charitable organizations. Jan holds the Series 66, Series 3, Series 31, Series 7, and Series 10 licenses. Jan is registered in 56 states and the District of Columbia and is an active advisor in both the Broker-Dealer and Investment Advisor space. Jan has experience in financial planning, portfolio management, and asset allocation. Jan also provides educational seminars and selection of other advisers services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
11/19/2019 - Present
Morgan Stanley (Winston-Salem NC)
GA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ATLANTA GA)
GA
08/25/2005 - 04/02/2007
MORGAN STANLEY DW INC. (ATLANTA GA)
NY
05/18/2005 - 09/02/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 05/25/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/27/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/27/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2018
Series 3 - National Commodity Futures Examination
BC
Issued 11/27/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 05/17/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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