Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jan? Claim Your ProfileJan A. Galvez is a financial advisor with over 16 years of experience in the industry. Jan is currently registered with Oppenheimer & Co. Inc. and has previously been registered with CAPITAL ONE INVESTING, LLC, J.P. MORGAN SECURITIES LLC, and CHASE INVESTMENT SERVICES CORP. Jan holds multiple licenses, including Series 6, 7, 63, and 65. Jan's areas of specialization include retirement planning, investment management, and financial planning. Jan offers a wide range of investment services to both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
01/24/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
04/07/2015 - 04/06/2018
CAPITAL ONE INVESTING, LLC (New York NY)
NY
10/01/2012 - 03/11/2015
J.P. MORGAN SECURITIES LLC (GLEN OAKS NY)
NY
03/05/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (GLEN OAKS NY)
IA
Issued 07/24/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/02/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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