Unclaimed
Jamie Roher is a financial advisor with Smbc Nikko Securities America, Inc.. Jamie has been in the industry since August 14, 2012 and is registered to provide securities-related services in 51 states. Jamie holds the Series 63, Series 7, and SIE licenses and is registered with FINRA. Jamie was previously affiliated with Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/28/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
08/09/2012 - 09/21/2022
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 08/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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