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Jamie Weinman Roher

Smbc Nikko Securities America, Inc.

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About Jamie Weinman Roher

Jamie Roher is a financial advisor with Smbc Nikko Securities America, Inc.. Jamie has been in the industry since August 14, 2012 and is registered to provide securities-related services in 51 states. Jamie holds the Series 63, Series 7, and SIE licenses and is registered with FINRA. Jamie was previously affiliated with Citigroup Global Markets Inc.

Firm Information

Jamie Roher is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jamie Roher’s Registration & Firm History

NY

09/28/2022 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

08/09/2012 - 09/21/2022

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/13/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Jamie Weinman Roher.
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