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Jamie Swanbom

Cambridge Investment Research, Inc.

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About Jamie Swanbom

Jamie Swanbom is a financial advisor with Cambridge Investment Research, Inc., and has been in the industry since 2004. Jamie Swanbom holds Series 6 and 63 securities licenses. Currently, Jamie Swanbom is registered with FINRA and has a license to practice in Arizona, California, Colorado, Illinois, Maryland, Ohio, Texas, and Virginia. Jamie Swanbom was previously registered with RMIN SECURITIES, INC.

Firm Information

Jamie Swanbom is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jamie Swanbom’s Registration & Firm History

CO

01/02/2009 - Present

Cambridge Investment Research, Inc. (AURORA CO)

CO

03/05/2004 - 01/05/2009

RMIN SECURITIES, INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 12/14/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jamie Swanbom. Review regulatory record here.
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