Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jamie? Claim Your ProfileJamie Phillips is an investment advisor representative with Raymond James & Associates, Inc. Jamie is registered with FINRA and holds Series 7, 9, 10, 63, and 65 licenses. Jamie has been in the industry since November 28, 1997. In addition to Jamie's current role with Raymond James & Associates, Inc., Jamie has prior experience with NATCITY INVESTMENTS, INC. and FIRST OF AMERICA SECURITIES, INC. Jamie provides a range of services including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
07/01/2016 - Present
Raymond James & Associates, Inc. (Portage MI)
MI
11/02/1999 - 09/14/2007
NATCITY INVESTMENTS, INC. (KALAMAZOO MI)
MI
12/11/1996 - 11/17/1998
FIRST OF AMERICA SECURITIES, INC. (KALAMAZOO MI)
IA
Issued 06/29/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/11/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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