Invested Better
Unclaimed

Unclaimed

Unclaimed

Jamie Stephens

B. Riley Wealth Management

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jamie? Claim Your Profile

About Jamie Stephens

Jamie Stephens is a financial advisor with B. Riley Wealth Management, working in the Poughkeepsie, NY branch office. Jamie joined the firm on July 22, 2022, and has been in the financial services industry since September 27, 2018. Jamie previously worked at National Securities Corporation in the Poughkeepsie, NY area. Jamie holds FINRA licenses Series 99 and SIE.

Firm Information

Jamie Stephens is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jamie Stephens’s Registration & Firm History

NY

07/22/2022 - Present

B. Riley Wealth Management (POUGHKEEPSIE NY)

NY

09/28/2018 - 07/22/2022

NATIONAL SECURITIES CORPORATION (POUGHKEEPSIE NY)

Not sure if Jamie Stephens is right for you?

Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2018

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jamie Stephens.
Not sure if Jamie Stephens is right for you?