Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jamie? Claim Your ProfileJamie Roo is a financial professional with over 9 years of experience in the industry. Jamie is currently registered with Morgan Stanley as a General Securities Principal. Prior to joining Morgan Stanley, Jamie was employed at J.P. MORGAN SECURITIES LLC and UBS GLOBAL ASSET MANAGEMENT (US) INC.. Jamie holds the Series 7, Series 24 and SIE licenses. Jamie specializes in providing financial services to a wide range of clients, including high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
01/08/2021 - Present
Morgan Stanley (Purchase NY)
NY
11/03/2014 - 11/10/2020
J.P. MORGAN SECURITIES LLC (New York NY)
NY
08/22/2011 - 09/12/2014
UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)
BC
Issued 09/20/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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