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Jamie Patrick Scanlon

Keefe, Bruyette & Woods, Inc.

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About Jamie Patrick Scanlon

Jamie Scanlon is a financial professional with over 25 years of experience in the securities industry. Jamie is currently registered with Keefe, Bruyette & Woods, Inc., a FINRA registered broker-dealer, and holds Series 7, 55, 57TO and SIE licenses. Prior to joining Keefe, Bruyette & Woods, Inc., Jamie has worked at several other financial institutions, including Lehman Brothers, Inc., Morgan Stanley Market Products Inc., and Morgan Stanley & Co., Incorporated. Jamie has been registered as a broker-dealer in 52 states and Puerto Rico.

Firm Information

Jamie Scanlon is currently registered with Keefe, Bruyette & Woods, Inc.. Keefe, Bruyette & Woods, Inc. is a Corporation, formed in 1962, that is registered in all 50 states and the District of Columbia, plus Puerto Rico. The firm has been approved by the SEC and has been involved in 17 Regulatory Events and 1 Bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jamie Scanlon’s Registration & Firm History

MA

09/07/2004 - Present

Keefe, Bruyette & Woods, Inc. (BOSTON MA)

NY

02/04/2003 - 09/07/2004

CDC SECURITIES (NEW YORK NY)

NY

03/20/2000 - 12/13/2002

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

11/29/1996 - 03/21/2000

MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)

NY

11/20/1996 - 03/21/2000

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/11/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/19/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jamie Patrick Scanlon.
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