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Jamie Parks

Velocity Clearing, LLC

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About Jamie Parks

Jamie Parks is a financial professional with over 15 years of experience in the industry. Jamie is currently registered with Velocity Clearing, LLC. Jamie has previously held positions with Piper Sandler & Co., Weeden Prime Services, LLC., Weeden & Co.L.P., and ConvergEx Execution Solutions LLC. Jamie holds Series 3, SIE, and Series 7 licenses, as well as the Series 63 license.

Firm Information

Jamie Parks is currently registered with Velocity Clearing, LLC. Velocity Clearing, LLC is a Limited Liability Company formed in June 2010 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC and has been involved in 4 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jamie Parks’s Registration & Firm History

NY

11/29/2021 - Present

Velocity Clearing, LLC (New York NY)

NY

08/02/2019 - 11/22/2021

PIPER SANDLER & CO. (NEW YORK NY)

CT

04/22/2015 - 08/07/2019

WEEDEN PRIME SERVICES, LLC. (GREENWICH CT)

NY

04/23/2014 - 08/02/2019

WEEDEN & CO.L.P. (NEW YORK NY)

NY

06/20/2006 - 04/23/2014

CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/26/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/14/2024

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/27/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Jamie Parks. Review regulatory record here.
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