Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jamie? Claim Your ProfileJamie Nguyen is a financial advisor with Btig, LLC and has been in the financial services industry since December 28, 2015. Jamie is registered with FINRA and holds Series 7, 9, 10, 63, SIE and 7TO licenses. Jamie was previously affiliated with CHARLES SCHWAB & CO., INC. and FIDELITY BROKERAGE SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
10/13/2022 - Present
Btig, LLC (DALLAS TX)
CO
09/02/2016 - 08/02/2018
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
TX
09/12/2011 - 07/26/2016
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 09/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/12/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/08/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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