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Jamie Lynn Kernwein

Cetera Investment Services LLC

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About Jamie Lynn Kernwein

Jamie Lynn Kernwein is a financial advisor with Cetera Investment Services LLC in Orland Park, IL. Jamie has been in the financial industry since 2002 and holds Series 6, 7, and 63 licenses. She has worked for several other firms, including Invest Financial Corporation, Fifth Third Securities, Inc., UVEST Financial Services Group, Inc., and CitiCorp Investment Services.

Firm Information

Jamie Kernwein is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jamie Kernwein’s Registration & Firm History

IL

01/05/2018 - Present

Cetera Investment Services LLC (ORLAND PARK IL)

IL

02/22/2010 - 01/09/2018

INVEST FINANCIAL CORPORATION (NEW LENOX IL)

IL

02/04/2009 - 02/05/2010

FIFTH THIRD SECURITIES, INC. (MOKENA IL)

IL

03/04/2003 - 01/23/2009

UVEST FINANCIAL SERVICES GROUP, INC. (BLUE ISLAND IL)

NY

01/01/2002 - 02/20/2003

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

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Licenses & Designations

BC

Issued 05/22/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2003

Series 7 - General Securities Representative Examination

BC

Issued 12/31/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jamie Lynn Kernwein.
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