Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jamie? Claim Your ProfileJamie Lloyd is a financial advisor who has been in the industry since 2005. Jamie is currently registered with Wells Fargo Clearing Services, LLC. Previously, Jamie has worked at J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., U.S. BANCORP INVESTMENTS, INC., and FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. Jamie is licensed to provide investment advice in Arizona, California, Colorado, Nevada, Texas, and Utah. Jamie holds licenses for Series 6, 7, 63, and 65 securities exams, and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
11/19/2020 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
UT
10/01/2012 - 11/25/2020
J.P. MORGAN SECURITIES LLC (ST GEORGE UT)
UT
03/18/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ST GEORGE UT)
UT
10/06/2008 - 03/10/2009
U.S. BANCORP INVESTMENTS, INC. (SAINT GEORGE UT)
UT
03/28/2006 - 08/27/2008
CHASE INVESTMENT SERVICES CORP. (SALT LAKE CITY UT)
RI
10/10/2005 - 03/29/2006
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 01/20/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2009
Series 7 - General Securities Representative Examination
BC
Issued 10/07/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jamie Lloyd is the right advisor for you? Invested Better is here to help.
