Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jamie? Claim Your ProfileJamie Lee Umberger is an active investment advisor representative and broker-dealer registered in Florida and Texas. Jamie has been in the securities industry since January 10, 2005, and currently works for J.P. Morgan Securities LLC. Previously, Jamie worked for Wachovia Securities, LLC, First Union Brokerage Services, Inc., Royal Palm Investments, Ltd., JW Charles Securities, Inc., D. Blech & Company, Incorporated, Josephthal Lyon & Ross Incorporated, and Thomas James Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
03/28/2024 - Present
J.p. Morgan Securities LLC (Ft. Lauderdale FL)
FL
10/01/2000 - 03/21/2006
WACHOVIA SECURITIES, LLC (DELRAY BEACH FL)
NC
05/27/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
FL
08/16/1995 - 05/04/1998
ROYAL PALM INVESTMENTS, LTD. (GREEN ACRES FL)
FL
09/28/1994 - 08/22/1995
JW CHARLES SECURITIES,INC. (BOCA RATON FL)
NY
03/21/1994 - 10/27/1994
D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)
NY
09/26/1994 - 09/27/1994
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
03/19/1992 - 03/15/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NA
01/06/1992 - 03/19/1992
J. W. GANT & ASSOCIATES, INC.
IA
Issued 03/28/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/07/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jamie Umberger is the right advisor for you? Invested Better is here to help.
